SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the quarter ended September 30, 2017. The report discloses the institutional investment manager's holdings in U.S. equity securities. The filing includes data for five other included managers under the Brookfield umbrella, totaling 166 reported holdings entries.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting manager itself. The following metrics are disclosed regarding the reported portfolio:
- Total Value of Reported Holdings: $21,368,544,000 (21,368,544 thousands).
- Number of Holdings Reported: 166 entries.
- Confidential Information: The filing notes that confidential information has been omitted from the public report and filed separately with the SEC.
- Operating Metrics: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Brookfield Asset Management Inc. or its subsidiaries.
Material Changes
The filing text does not provide a comparative table or narrative detailing material changes in holdings versus the prior comparable period (June 30, 2017). It only presents the aggregate snapshot of holdings as of September 30, 2017.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $21.37 billion against the company's broader asset management disclosures to understand the scope of reported vs. unreported assets.
- Review the separate confidential filing referenced in the text to understand the full extent of holdings if public data is incomplete.
- Confirm the specific holdings within the 166 entries to assess sector concentration and top positions.
- Note that this filing covers five additional managers (e.g., Brookfield Investment Management Inc., various Private Institutional Capital Advisers) and represents a consolidated view for these entities.