SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Brookfield Asset Management Inc. (acting as the Institutional Investment Manager) for the quarter ended September 30, 2014. The report was signed on November 11, 2014, by A.J. Silber, Vice President of Legal Affairs. This filing consolidates holdings for the primary manager and four other included managers, totaling 146 reported entries.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of Brookfield Corp itself. The following metrics reflect the aggregate value of securities held by the reporting managers:
- Total Value of Reported Holdings: $16,956,332,000 (16,956,332 thousands).
- Number of Holdings Reported: 146 entries.
- Number of Included Managers: 4 additional managers included in this consolidated report.
- Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these operating metrics as they are not required in a Form 13F-HR.
Material Changes
The filing text does not provide a clear value for material changes in holdings compared to the prior comparable period. Form 13F-HR filings list current holdings but do not explicitly detail period-over-period changes in the summary text provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for management guidance, outlook, commentary, risks, contingencies, or unusual items. This form is a regulatory disclosure of equity positions and does not contain forward-looking statements or risk analysis.
Important Facts for Investor Verification
- Verify the total reported value of $16.96 billion represents the aggregate holdings of Brookfield Asset Management Inc. and its four affiliated managers.
- Confirm the specific equity positions within the 146 reported entries, as the summary text does not list individual securities.
- Note that this filing reflects holdings as of September 30, 2014, and does not disclose the operating financial results of Brookfield Corp.
- Identify the four other included managers: Brookfield Investment Management Inc., Brookfield Asset Management Private Institutional Capital Adviser US, LLC, Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC, and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.