SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BROOKFIELD ASSET MANAGEMENT INC. for the reporting period ended December 31, 2013. The report was signed on February 14, 2014, by A.J. Silber, Vice President of Legal Affairs. This filing covers the equity holdings of the reporting manager and includes two other institutional investment managers under its umbrella: Brookfield Investment Management Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP.
Key Financial Metrics
As a Form 13F-HR, this document reports portfolio holdings rather than the operating financial performance of Brookfield Corp. Consequently, the filing does not provide data on revenue, profit, cash flow, operating margins, debt, or liquidity for the company itself.
- Total Value of Reported Holdings: $18,195,516,000 (18,195,516 thousands)
- Total Number of Holdings Reported: 171 entries
- Number of Included Managers: 2 additional managers included in this report
Material Changes
The filing text provided does not contain comparative data for the prior quarter or year. Therefore, material changes in holdings value or composition versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing type does not include management commentary, future guidance, outlook, or specific risk factors regarding the company's operations. The document contains a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $18.2 billion against the company's total assets under management (AUM) to understand the scope of reported equity holdings.
- Confirm the specific equity positions within the 171 reported entries to assess concentration risk.
- Note that this filing reflects only equity securities required to be reported under Section 13(f) of the Exchange Act and excludes debt, private equity, or real estate holdings not traded on public exchanges.
- Cross-reference the "Other Included Managers" list to ensure all relevant sub-managers are accounted for in the aggregate value.