SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of New York Mellon Corp for the reporting period ended December 31, 2018. The report was signed on February 11, 2019, by Ivan R. Arias, Attorney-In-Fact. This is a 13F Combination Report, meaning it covers a portion of the holdings for the reporting manager, while other portions are reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own financial performance (revenue, profit, cash flow). The filing provides the following aggregate data regarding the assets under management reported:
- Total Value of Reported Holdings: $319,399,836,000 (319,399,836 thousands)
- Total Number of Holdings Entries: 19,490
- Number of Other Included Managers: 29
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Bank of New York Mellon Corp itself.
Material Changes and Portfolio Composition
The report aggregates holdings across multiple institutional investment managers. The filing lists 29 other managers included in this report, including:
- BNY Mellon Trust of Delaware
- Mellon Investments Corporation
- The Dreyfus Corporation
- Newton Investment Management (North America) Limited
- Hardman Johnston Global Advisors LLC
- United Services Automobile Association
The filing does not contain a comparative table of holdings versus the prior quarter (September 30, 2018) within the provided text, so specific material changes in individual positions cannot be determined from this summary.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide management commentary, future guidance, or outlook for the company or the reported portfolios.
Risks and Contingencies: The filing includes a standard disclaimer stating that the Securities and Exchange Commission has not reviewed the information and has not determined if it is accurate or complete. Readers are advised not to assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total assets under management ($319.4 billion) against the company's latest 10-K or 10-Q filings to understand the proportion of assets reported here versus total AUM.
- Confirm the list of 29 included managers to ensure all relevant sub-advisors are accounted for in the combination report.
- Note that this document reports holdings managed by the firm, not the firm's own operating financial results.
- Check subsequent filings for the first quarter of 2019 to analyze changes in the 19,490 reported positions.