SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending March 31, 2021. The document discloses the company's equity and debt security holdings as of the quarter-end date. It does not contain operational results, income statements, or balance sheet data for CNO Financial Group itself.
Key Financial Metrics
The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for CNO Financial Group, Inc. Form 13F filings are strictly limited to reporting investment holdings and voting authority.
The table lists the following aggregate investment positions held by the company:
- Total Disclosed Positions: 13 distinct securities.
- Asset Classes: Common stocks, preferred stocks, corporate notes, and exchange-traded funds (ETFs).
- Notable Holdings by Value (Column 4):
- SPDR SER TR WELLS FG PFD ETF: $30,401,000
- ISHARES TR USD INV GRDE ETF: $18,474,000
- VANGUARD SCOTTSDALE FDS LG-TERM COR BD: $18,377,000
- ISHARES TR IBOXX HI YD ETF: $14,978,000
- REDWOOD TR INC NOTE 4.750%: $4,987,000
- Voting Authority: All listed positions are reported with "Sole" voting authority.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2020). Consequently, material changes in holdings, additions, or deletions cannot be determined from this document alone.
Guidance, Outlook, and Risks
The filing text does not provide management commentary, future guidance, risk factors, contingencies, or unusual items. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total value of the disclosed portfolio against the company's quarterly 10-Q filing for March 31, 2021, to understand the proportion of assets represented here.
- Confirm the specific CUSIP numbers for the "Wells FG PFD ETF" and "Redwood Tr Inc Note" to ensure accurate identification of the underlying assets.
- Review the prior quarter's Form 13F (filed in February 2021) to calculate turnover and identify new positions or divestitures.
- Check for any "Shared" or "None" voting authority entries in other filings, as this report lists all positions as "Sole."