SEC Form 13F Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending September 30, 2021. The document discloses the institutional investment manager's holdings in equity securities and certain other instruments as of the quarter-end date.
Key Financial Metrics and Holdings
The filing details specific portfolio positions rather than the company's own financial performance (revenue, profit, or cash flow). The total value of the disclosed holdings is approximately $107.6 million based on the sum of the "Value" column (in thousands). Key positions include:
- Goldman Sachs BDC Inc. (Note 4.500%): $2,030,000 value; 2,000,000 principal amount.
- Redwood Trust Inc. (Note 4.750%): $5,100,000 value; 5,000,000 principal amount.
- SPDR Series Trust (ICE Pfd Sec ETF): $30,422,000 value; 700,000 shares.
- Invesco Exchange Traded Fund Trust II (Taxable Mun Bd): $20,394,000 value; 619,700 shares.
- iShares Trust (Fltg Rate NT ETF): $25,017,000 value; 492,066 shares.
- Pimco ETF Trust (Enhan Shrt MA AC): $24,979,000 value; 245,059 shares.
- GoHealth Inc. (Common Class A): $50,000 value; 10,000 shares.
- SelectQuote Inc. (Common): $653,000 value; 50,500 shares.
- Dell Technologies Inc. (Class C): $82,000 value; 793 shares.
All listed positions indicate Sole voting authority and Discretionary management by the filer.
Material Changes
The filing text does not provide comparative data from the prior quarter (June 30, 2021) or year-over-year figures. Therefore, material changes in holdings, additions, or deletions cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the filer's future operations. The text includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio against the sum of individual line items ($107.6 million).
- Confirm the specific CUSIP numbers for the debt instruments (Goldman Sachs BDC and Redwood Trust) to ensure correct security identification.
- Compare these holdings against the previous quarter's Form 13F to identify new positions or divestitures.
- Note that this filing reflects only the holdings of the investment manager and does not represent the consolidated financial results of CNO Financial Group, Inc.