SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending December 31, 2020. The document discloses the company's holdings of equity securities and certain debt instruments as of the end of the quarter.
Key Financial Metrics and Holdings
The filing details a portfolio of 12 positions with a total reported value of approximately $131.7 million (sum of Column 4 values). The portfolio is diversified across equities, bonds, and exchange-traded funds (ETFs). Key holdings include:
- SPDR Ser Tr Wells Fg Pfd ETF: $31,087,000 (700,000 shares)
- Invesco Exch Traded Fd Tr II Taxable Mun Bd: $20,760,000 (619,700 shares)
- Redwood Tr Inc Note 4.750%: $4,715,000 (Principal amount $5,000,000)
- Goldman Sachs BDC Inc Note 4.500%: $2,053,000 (Principal amount $2,000,000)
- Blackrock TCP Cap Corp: $5,797,000 (515,779 shares)
All listed positions are reported with Sole voting authority and Discretionary management authority.
Material Changes
The filing text does not provide comparative data for the prior quarter (September 30, 2020). Therefore, material changes in holdings, additions, or deletions versus the prior period cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a Form 13F, this document is a regulatory disclosure of holdings and does not contain management commentary, financial guidance, outlook, or risk factors. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value against the company's quarterly 10-Q or 10-K filings for December 31, 2020.
- Compare these holdings against the previous quarter's Form 13F to identify new positions or divestitures.
- Confirm the classification of "Other" voting authority (Column 7) is consistently "None" across all positions.
- Review the specific CUSIP numbers to ensure accurate identification of the bond and ETF tranches held.