SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending September 30, 2019. The document discloses the company's equity and debt securities holdings as of the quarter-end date.
Key Financial Metrics and Holdings
The filing details specific investment positions rather than the company's operational financial performance (revenue, profit, or cash flow). The total value of the disclosed holdings is approximately $10.3 million (sum of Column 4 values). The portfolio consists of the following positions:
| Issuer | Security Class | Value ($000s) | Shares/Principal | Voting Authority |
|---|---|---|---|---|
| Ares Capital Corp | Common Stock | 2,985 | 160,193 | Sole |
| BlackRock TCP Capital Corp | Common Stock | 6,991 | 515,779 | Sole |
| Goldman Sachs BDC Inc | Common Stock | 5,153 | 256,497 | Sole |
| Goldman Sachs BDC Inc | Note 4.500% 4/0 | 2,048 | 2,000,000 (Principal) | Sole |
| Golub Capital BDC Inc | Common Stock | 5,968 | 316,788 | Sole |
| Main Street Capital Corp | Common Stock | 4,359 | 100,884 | Sole |
| Solar Capital Ltd | Common Stock | 2,226 | 107,790 | Sole |
| TPG Specialty Lending Inc | Common Stock | 3,164 | 150,795 | Sole |
Note: The filing text does not provide clear values for CNO Financial Group's own revenue, profit, cash flow, margins, debt, or liquidity. This form only reports assets held by the investment manager.
Material Changes and Outlook
The filing text does not provide comparative data against the prior period, nor does it contain management commentary, guidance, outlook, risks, or contingencies. Form 13F filings are strictly disclosure documents regarding holdings and do not include operational analysis or forward-looking statements.
Investor Verification Checklist
- Verify the total portfolio value of approximately $10.3 million against the company's total assets in their 10-Q or 10-K filings.
- Confirm the concentration of holdings in Business Development Companies (BDCs), which represents the entirety of the disclosed positions.
- Check subsequent filings to determine if these positions were liquidated or adjusted in the following quarter.
- Review the company's official 10-Q for the period ending September 30, 2019, for actual financial performance metrics (revenue, earnings, cash flow) which are absent here.