SEC Filing Summary: CNO Financial Group, Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by CNO Financial Group, Inc. for the reporting period ending June 30, 2019. The document discloses the company's equity and debt securities holdings as of the end of the quarter.
Key Financial Metrics and Holdings
The filing details specific investment positions rather than the company's operational financial performance (revenue, profit, or cash flow). The total value of the reported holdings is approximately $3,408,041 (sum of Column 4 values). The portfolio consists of the following positions:
| Issuer | Class | Value ($000s) | Shares/Principal | Voting Authority |
|---|---|---|---|---|
| Ares Capital Corp | Common | 2,874 | 160,193 | Sole |
| BlackRock TCP Capital Corp | Common | 7,350 | 515,779 | Sole |
| Goldman Sachs BDC Inc | Shares | 5,045 | 256,497 | Sole |
| Goldman Sachs BDC Inc | Note 4.500% | 2,004 | 2,000,000 (Principal) | Sole |
| Golub Capital BDC Inc | Common | 5,639 | 316,788 | Sole |
| Main Street Capital Corp | Common | 4,148 | 100,884 | Sole |
| Solar Capital Ltd | Common | 2,213 | 107,790 | Sole |
| TPG Specialty Lending Inc | Common | 2,956 | 150,795 | Sole |
Note: All voting authority is listed as "Sole" (DFND 1). No shared or none voting authority is reported.
Material Changes and Guidance
The filing text does not provide comparative data against the prior period (March 31, 2019), nor does it contain management commentary, guidance, outlook, or risk factors. This document is a statutory disclosure of holdings and does not include operational analysis.
Investor Verification Checklist
- Portfolio Concentration: Verify if these holdings represent a significant portion of CNO Financial Group's total assets under management.
- Valuation Accuracy: Confirm the market value of these specific positions as of June 30, 2019, against independent market data.
- Operational Performance: Note that this filing does not contain CNO Financial Group's own revenue, earnings, or liquidity metrics; refer to Form 10-Q for operational data.
- Debt Exposure: Verify the terms and risk profile of the Goldman Sachs BDC Note included in the portfolio.