SEC Filing Summary: Capital One Financial Corp (8-K)
Business Context and Reporting Period
This Current Report on Form 8-K was filed by Capital One Financial Corporation on March 14, 2003. The report serves as a Regulation FD disclosure regarding the submission of executive certifications accompanying the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2002.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. This document is a procedural filing to attach certifications and does not contain financial performance data.
Material Changes
No material changes to financial performance or operations are reported in this document. The filing solely addresses compliance with the Sarbanes-Oxley Act of 2002.
Guidance, Outlook, and Management Commentary
There is no forward-looking guidance, outlook, or management commentary on business strategy in this filing. The document confirms that certifications were filed by:
- Richard D. Fairbank, Chief Executive Officer
- David R. Lawson, Chief Financial Officer
These certifications were submitted pursuant to Section 906 and Section 302 of the Sarbanes-Oxley Act of 2002 and Rule 13a-14 under the Securities Exchange Act of 1934. Copies are attached as Exhibits 99.1 and 99.2.
Key Facts for Investor Verification
- Verify the content of the Form 10-K for the year ended December 31, 2002, as this 8-K only references the certifications attached to that report.
- Confirm the existence of Exhibits 99.1 and 99.2 containing the Section 906 certifications.
- Note that information in this report is furnished pursuant to Item 9 and is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934.