SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Equitable Holdings, Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: As of September 30, 2021
Context: This filing discloses the equity securities held by Equitable Holdings, Inc. at the end of the third quarter of 2021. As a Form 13F, this document details investment positions rather than the company's own operational financial performance (revenue, profit, etc.).
Key Financial Metrics and Portfolio Composition
The filing lists hundreds of individual holdings. Key metrics derived from the table include:
- Asset Class: The portfolio is heavily concentrated in Exchange-Traded Funds (ETFs) and individual common stocks.
- Top Holdings by Value (Selected):
- Apple Inc.: 465,657 shares valued at approximately $65.9 million.
- Amazon.com Inc.: 5,650 shares valued at approximately $18.6 million.
- Microsoft Corp.: 103,159 shares valued at approximately $29.1 million.
- Alphabet Inc. (Class A & C): Combined holdings valued at approximately $25.0 million.
- Enterprise Products Partners L.P.: 417,358 units valued at approximately $9.0 million.
- Top Holdings by Share Count (Selected):
- Dimensional ETF Trust (US Core Equity 2): 649,731 shares.
- Atlas Corp: 696,116 shares.
- Goldman Sachs ETF Trust (Access Treasury): 693,546 shares.
- SPDR Portfolio S&P 500 Growth ETF: 1,909,800 shares.
- Voting Authority: The filer reports "Sole" voting authority for the vast majority of listed positions.
Material Changes Versus Prior Period
Not Applicable: This filing is a snapshot of holdings as of September 30, 2021. The provided text does not contain comparative data from the prior quarter (June 30, 2021) or year-over-year figures. Therefore, material changes in position size or portfolio composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Not Applicable: Form 13F filings are regulatory disclosures of current holdings. They do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the company's future operations or financial outlook.
Important Facts for Investor Verification
- Portfolio Strategy: The holdings suggest a diversified strategy utilizing a mix of passive index funds (e.g., Vanguard, iShares, SPDR) and active sector bets (e.g., Technology, Energy, MLPs).
- Concentration Risk: Significant exposure exists in large-cap technology stocks (Apple, Microsoft, Amazon, Alphabet) and broad market ETFs.
- Derivatives: The "Put/Call" column is blank for all listed items, indicating no reported short positions or options activity in this specific table.
- Data Limitation: Investors should note that this document reflects only the holdings of Equitable Holdings, Inc. and does not represent the financial health or earnings of Equitable Holdings itself.