SEC Filing Summary: Equitable Holdings, Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Equitable Holdings, Inc., an institutional investment manager, for the quarter ended December 31, 2019. The report was signed on February 18, 2020, by Anthony Bruccoleri, Lead Director of AXA Equitable Life Insurance Company. The filing covers the manager's own holdings as well as those of two other included managers: AXA Equitable Funds Management Group, LLC and AXA ADVISORS LLC.
Key Financial Metrics
As a Form 13F-HR, this document discloses equity holdings rather than the company's operational financial performance (revenue, profit, or cash flow). The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Securities: $19,181,017,000 (reported in thousands).
- Total Number of Holdings: 646 entries.
- Number of Included Managers: 2 (in addition to the primary filer).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity, as these are not required in a 13F-HR filing.
Material Changes
The filing text does not provide a comparative analysis of holdings versus the prior period (September 30, 2019). Consequently, material changes in specific positions or total portfolio value cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of long-only equity positions held at the end of the reporting period.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $19.18 billion against the company's 10-Q or 10-K filings to understand the proportion of assets under management represented by these equity holdings.
- Confirm the specific equity positions within the 646 reported entries to assess concentration risk or sector exposure.
- Note that this report includes holdings for AXA Equitable Funds Management Group, LLC and AXA ADVISORS LLC, not just Equitable Holdings, Inc. directly.
- Recognize that this document does not reflect the company's insurance operations, underwriting results, or debt obligations.