SEC Filing Summary: AXA Equitable Holdings, Inc. (8-K)
Business Context and Reporting Period
This Form 8-K Current Report was filed on January 6, 2020, by AXA Equitable Holdings, Inc. (the "Company"). The report details a corporate name change and related administrative updates effective January 13, 2020.
Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance and administrative changes rather than financial performance.
Material Changes
- Corporate Name Change: The Company filed a Certificate of Amendment to its Certificate of Incorporation to remove "AXA" from its corporate name.
- Bylaw Amendments: The Company's by-laws were amended to reflect the removal of "AXA" from the corporate name.
- Effective Date: Both the name change and bylaw amendments are effective January 13, 2020.
Guidance, Outlook, and Other Events
- Trading Symbol: Common stock will continue to trade on the New York Stock Exchange (NYSE) under the ticker symbol "EQH".
- CUSIP Updates:
- New CUSIP for Common Stock: 29452E 101.
- New CUSIP for Depositary Shares (Series A Preferred): 29452E 200.
- Management Commentary: No financial guidance, risk factors, or unusual items were disclosed in this filing.
Key Facts for Investor Verification
- Verify the new corporate name (Equitable Holdings, Inc.) is reflected in market data systems effective January 13, 2020.
- Confirm the updated CUSIP numbers (29452E 101 for common stock; 29452E 200 for preferred depositary shares) for trading and settlement purposes.
- Review the attached Certificate of Amendment (Exhibit 3.1) and Second Amended and Restated By-laws (Exhibit 3.2) for full legal details of the name change.