SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Equitable Holdings, Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: As of September 30, 2024
Context: This filing discloses the equity securities held by Equitable Holdings, Inc. at the end of the third quarter of 2024. As a Form 13F, this document details investment positions rather than the company's own operating financial results (revenue, profit, etc.).
Key Financial Metrics and Portfolio Composition
The filing lists specific holdings by issuer, class, CUSIP, value, and share count. The portfolio is heavily diversified across large-cap equities, exchange-traded funds (ETFs), and fixed-income securities.
- Top Equity Holdings (by Value):
- NVIDIA Corporation: $112,422,837 (925,748 shares)
- Apple Inc.: $142,094,817 (609,849 shares)
- Amazon.com Inc.: $75,487,873 (405,130 shares)
- Microsoft Corp.: $83,174,408 (193,294 shares)
- Alphabet Inc. (Class A & C): Combined value approx. $61.9M (372,315 shares)
- Significant ETF Exposure:
- Dimensional ETF Trust (US Core Equity 2): $36,451,642 (1,063,040 shares)
- SPDR Portfolio S&P 500 Growth ETF: $249,685,894 (3,010,440 shares)
- SPDR Portfolio S&P 500 Value ETF: $147,761,144 (2,795,330 shares)
- Vanguard S&P 500 ETF: $88,830,078 (168,344 shares)
- Fixed Income & Other:
- Significant holdings in JPMorgan Chase Financial Co LLC Callable Linked Notes ($20.9M).
- Substantial positions in various bond ETFs (e.g., iShares Core U.S. Aggregate Bond ETF, SPDR Bloomberg High Yield).
Material Changes
Note: This filing is a snapshot of holdings as of September 30, 2024. It does not contain comparative data for the prior quarter (June 30, 2024) within this specific text block. Therefore, material changes in position size or new entries versus the prior period cannot be calculated from this source alone.
Guidance, Outlook, and Risks
Management Commentary: Not applicable. Form 13F filings are regulatory disclosures of holdings and do not include management commentary, earnings guidance, or strategic outlooks.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. The portfolio's heavy concentration in technology and large-cap growth equities implies exposure to sector-specific volatility and market-wide corrections.
Key Facts for Investor Verification
- Concentration Risk: Verify the total portfolio value to assess the percentage weight of top holdings like Apple, NVIDIA, and Amazon, which represent significant individual positions.
- ETF Strategy: Confirm the strategic intent behind the massive holdings in SPDR and Dimensional ETFs, which suggest a passive or factor-based investment approach alongside active stock picking.
- Fixed Income Allocation: Review the specific bond ETFs and corporate notes (e.g., JPMorgan, Ford) to understand the duration and credit risk profile of the fixed-income portion.
- Reporting Accuracy: Cross-reference the share counts and values with the company's subsequent 10-Q or 10-K filings to ensure consistency in reported assets.