Business Context and Reporting Period
This Form 13F-HR is a quarterly holdings report filed by Genworth Financial, Inc., an institutional investment manager, for the period ended September 30, 2009. The report was signed on November 6, 2009, by Patricia Merrill, Senior Counsel. The filing covers the equity securities held by Genworth Financial, Inc. and includes one other included manager: Genworth Financial Asset Management, Inc. (File Number 28-11546).
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Genworth Financial, Inc. itself. The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $1,434,233,000 (reported in thousands).
- Total Number of Holdings: 292 lines of equity securities.
- Investment Discretion: The manager reported "Sole" voting authority for the vast majority of holdings.
- Top Holdings by Value (Sample):
- ISHARES TR INDEX IBOXX INV C ETF: $126,864,000
- ISHARES TR INDEX S&P500 GRW ETF: $102,479,000
- ISHARES TR INDEX S&P 500 INDE ETF: $92,016,000
- ISHARES TR INDEX MSCI EMERG ETF: $43,927,000
- ISHARES TR INDEX MSCI EAFE ETF: $19,900,000
Note: The filing text does not provide data on Genworth Financial's corporate revenue, profit margins, debt levels, or liquidity.
Material Changes Versus Prior Period
The filing text provided is a snapshot of holdings as of September 30, 2009. It does not contain comparative data from the prior quarter (June 30, 2009) or year-over-year figures. Therefore, material changes in portfolio composition, additions, or deletions cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of past holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans. The document lists no unusual items or specific risks associated with the portfolio beyond the inherent nature of the securities listed.
Important Facts for Investor Verification
- Portfolio Composition: The portfolio is heavily weighted toward Exchange Traded Funds (ETFs), particularly iShares products tracking broad market indices (S&P 500, MSCI EAFE, MSCI Emerging Markets) and investment-grade corporate bonds.
- Manager Scope: The report aggregates holdings for Genworth Financial, Inc. and Genworth Financial Asset Management, Inc., indicating a consolidated reporting structure for these entities.
- Reporting Limitations: This document does not reflect Genworth Financial's core insurance business performance, only its investment portfolio holdings.
- Valuation Date: All values are as of the close of business on September 30, 2009.