SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2023. The report was signed on November 14, 2023, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports investment portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The filing provides the following aggregate portfolio metrics:
- Total Portfolio Value: $857,264,071
- Total Number of Holdings: 914
- Number of Included Managers: 4
The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Hilltop Holdings Inc. or its subsidiaries.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2023) or detail specific material changes in holdings, values, or strategy versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of $857.3 million against the company's latest 10-Q or 10-K to understand the proportion of assets managed versus total corporate assets.
- Manager Scope: Confirm that the four included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.) represent the full scope of the investment activities intended to be disclosed.
- Holding Details: The summary page lists 914 entries; investors should review the full Schedule 13F information table to analyze specific sector concentrations and top individual positions.
- Reporting Date: Ensure the data reflects the market value as of September 30, 2023, and not a subsequent valuation.