SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the quarter ended March 31, 2022, and was signed on May 16, 2022, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary.
The report includes holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $888,021,000 (reported in thousands).
- Total Number of Holdings: 857 entries.
- Number of Included Managers: 4 additional managers besides the filer.
Note: Operational metrics such as revenue, profit margins, cash flow, and debt levels are not provided in this filing type.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2021) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, future outlook, or specific risk commentary regarding the company's operations. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $888.0 million against the company's 10-Q or 10-K for the same period to understand the proportion of assets managed versus held.
- Confirm the list of 4 included managers to ensure all related entities are accounted for in the consolidated view.
- Review the detailed Schedule 13F (not included in this summary text) to analyze specific equity positions and concentration risks.
- Check for any subsequent amendments to this filing, as the text indicates this is not an amendment but a standard quarterly report.