SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2021, and was signed on February 14, 2022, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary.
The report includes holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $962,121,000 (962,121 thousands)
- Total Number of Holdings Entries: 915
- Number of Other Included Managers: 4
Note: The filing text does not provide clear values for revenue, profit, cash flow, margins, debt, or liquidity of Hilltop Holdings Inc. as these are not disclosed in a 13F-HR filing.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2021) to calculate material changes in portfolio value or composition. Consequently, no analysis of changes versus the prior comparable period can be derived from this document alone.
Guidance, Outlook, and Risks
This filing is a statutory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, outlook, risk factors, or contingencies regarding the company's future operations or financial condition.
Key Facts for Investor Verification
- Verify the total portfolio value of $962.1 million represents the aggregate equity holdings of Hilltop Holdings Inc. and its four affiliated managers.
- Confirm the specific breakdown of the 915 holdings entries to understand sector concentration and top positions, which are not detailed in the summary text provided.
- Note that this document does not reflect the bank's or holding company's own financial health (e.g., loan portfolio quality, capital ratios), which would be found in 10-Q or 10-K filings.
- Ensure the inclusion of the four other managers (PlainsCapital Corp, PlainsCapital Bank, etc.) is consistent with the group's reporting structure.