SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended June 30, 2021. The report was signed on August 16, 2021, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing consolidates holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for Hilltop Holdings Inc. are not provided in this filing text.
Key portfolio metrics reported include:
- Total Portfolio Value: $887,686,000 (reported as 887,686 in thousands).
- Total Number of Holdings: 853 entries.
- Number of Included Managers: 4 (in addition to the filing manager).
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2021) or detail specific material changes in holdings, buy/sell activity, or portfolio composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a regulatory disclosure of securities held with voting or dispositive authority.
Investor Verification Checklist
- Verify the total portfolio value of $887.7 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the specific equity positions within the 853 reported entries to understand sector exposure.
- Note that this filing covers four additional managers; verify if separate 13F filings exist for these entities or if this is the consolidated report.
- Check the filing date (August 16, 2021) to ensure the data reflects the most current available holdings for the Q2 2021 period.