SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended March 31, 2020. The report was signed on May 15, 2020, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing covers the investment holdings of Hilltop Holdings Inc. and includes four other affiliated managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of the company itself. Consequently, metrics such as revenue, profit, cash flow, margins, and debt are not applicable to this specific filing.
- Total Value of Reported Holdings: $415,026,000 (reported in thousands).
- Total Number of Holdings Entries: 543.
- Number of Included Managers: 4 (in addition to the primary filer).
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2019) to determine material changes in holdings value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of $415.0 million against the sum of individual security positions in the full schedule (not provided in this summary text).
- Confirm the specific breakdown of the 543 holdings entries to understand sector concentration.
- Review the filings of the four included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.) to ensure no double-counting or omitted positions if analyzing the broader group.
- Note that this filing reflects positions as of March 31, 2020, and does not reflect subsequent market movements or trading activity.