SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2018, and was signed on February 14, 2019. This report aggregates holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $402,944,000 (reported in thousands).
- Total Number of Holdings Entries: 530.
- Number of Other Included Managers: 4.
- Operating Metrics: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Hilltop Holdings Inc. or its subsidiaries.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2018) to calculate material changes in portfolio value or composition. Consequently, no analysis of period-over-period changes can be derived from this document alone.
Guidance, Outlook, and Risks
This filing is a statutory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, or details on contingencies. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $402.9 million against the company's most recent 10-Q or 10-K to understand the proportion of assets managed versus held for proprietary trading.
- Confirm the specific equity positions within the 530 reported entries to assess sector concentration and risk exposure.
- Review the filings of the four included managers (PlainsCapital Corp, PlainsCapital Bank, etc.) to ensure a complete picture of the consolidated investment strategy.
- Note that this document does not reflect the bank's loan portfolio, deposit base, or regulatory capital ratios.