SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2017, and was signed on February 14, 2018. The report includes holdings for Hilltop Holdings Inc. and two other included managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of the manager itself. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. The only aggregate financial metric disclosed is the total value of reported securities:
- Total Value of Reported Holdings: $443,519,000 (443,519 thousands)
- Total Number of Holdings Entries: 486
Material Changes
The filing text does not provide comparative data for the prior period (September 30, 2017) or detail specific material changes in holdings, positions, or portfolio composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It strictly lists securities held with voting authority or dispositive power.
Investor Verification Checklist
- Verify the total portfolio value of $443.5 million against the company's latest 10-Q or 10-K to understand the proportion of assets managed versus held.
- Confirm the specific securities listed in the 486 entries to assess sector concentration and top holdings.
- Note that this report aggregates data for three entities (Hilltop Holdings, PlainsCapital Corp, and PlainsCapital Bank); investors should determine if separate filings exist for the subsidiaries.
- Recognize that this document does not reflect the operating income or balance sheet health of Hilltop Holdings Inc.