SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2014. The report was signed on November 14, 2014, by Corey G. Prestidge, General Counsel and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other affiliated managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports investment portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Hilltop Holdings Inc. itself. The filing text does not provide a clear value for the company's operating revenue, profit margins, debt, or liquidity.
Key portfolio metrics reported in this filing include:
- Total Portfolio Value: $217,966,000 (reported in thousands).
- Total Number of Holdings: 193 entries.
- Other Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Material Changes
The filing text does not provide a clear value for material changes in holdings compared to the prior comparable period. Form 13F filings typically list current holdings without explicitly detailing period-over-period changes in the summary section.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for management guidance, future outlook, specific risk factors, or contingencies. This form is a statutory disclosure of equity holdings and does not contain narrative commentary on market conditions or company strategy.
Important Facts for Investors to Verify
- Portfolio Concentration: Verify the specific breakdown of the 193 holdings to understand sector concentration and top positions within the $217.9 million portfolio.
- Manager Scope: Confirm that the reported holdings accurately reflect the combined assets managed by Hilltop Holdings Inc., PlainsCapital Corp, and PlainsCapital Bank.
- Operating Performance: Note that this filing does not reflect Hilltop Holdings Inc.'s own financial health (e.g., earnings, loan portfolio quality); investors must refer to 10-Q or 10-K filings for that data.
- Timeliness: The report was filed on November 14, 2014, which is within the standard 45-day window following the quarter-end.