SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended June 30, 2014. The report was signed on August 14, 2014, by Corey G. Prestidge, General Counsel and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $214,144,000 (reported in thousands).
- Total Number of Holdings: 222 entries.
- Number of Included Managers: 2 (PlainsCapital Corp and PlainsCapital Bank).
Note: The filing text does not provide clear values for revenue, profit, margins, debt, or liquidity of Hilltop Holdings Inc. as these are not required in a 13F-HR.
Material Changes
The filing text does not provide comparative data against the prior period (March 31, 2014) to determine material changes in holdings or portfolio value. This document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings do not contain management commentary, forward-looking guidance, or risk factors regarding the manager's operations. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $214.1 million against the company's latest 10-Q or 10-K for context on asset allocation.
- Confirm the specific equity positions within the 222 reported entries to understand sector exposure.
- Review the filings of the included managers (PlainsCapital Corp and PlainsCapital Bank) to ensure no double-counting of assets if analyzing the broader group.
- Note that this filing reflects holdings as of June 30, 2014, and does not reflect subsequent trading activity.