SEC Filing Summary: Hilltop Holdings Inc. (Form 13F)
Business Context and Reporting Period
Company: Hilltop Holdings Inc.
Filing Type: Form 13F Information Table (Quarterly Report of Holdings)
Reporting Period: The filing lists a period date of March 31, 2026. Note: This date appears to be a future date relative to the current calendar year; investors should verify if this is a data entry error in the source text or a specific forward-looking filing context.
Business Nature: Hilltop Holdings Inc. is a financial services holding company. This filing discloses its equity securities holdings, indicating it manages a diversified portfolio of stocks and exchange-traded funds (ETFs) across various sectors.
Key Financial Metrics and Portfolio Composition
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The provided text is a Form 13F Information Table. It does not contain financial performance metrics such as revenue, net income, operating margins, cash flow, debt levels, or liquidity ratios for Hilltop Holdings Inc. itself. It strictly lists the securities held by the company.
Portfolio Highlights (Based on Disclosed Holdings):
- Top Equity Holdings (by Share Count):
- Apple Inc. (AAPL): 105,351 shares (Sole/Shared voting authority).
- Alphabet Inc. (GOOG/GOOGL): Combined holdings of Class A and Class C shares exceed 74,000 shares.
- Amazon.com Inc. (AMZN): 68,578 shares.
- Nvidia Corp (NVDA): 69,741 shares.
- Microsoft Corp (MSFT): 24,395 shares.
- Significant ETF Exposure: The portfolio includes substantial positions in broad market and sector ETFs, including:
- iShares Core S&P 500 ETF (IVV): 6,537 shares.
- Invesco QQQ Trust (QQQ): 23,765 shares.
- SPDR S&P 500 ETF Trust (SPY): 15,833 shares.
- Energy Sector: Significant holdings in Energy Select Sector SPDR (XLE) and various energy-specific ETFs.
- Financial Sector: Notable positions in JPMorgan Chase, Bank of America, Citigroup, and Wells Fargo.
Material Changes vs. Prior Period
The provided text contains only the snapshot of holdings for the current reporting period. It does not provide comparative data against the prior quarter (e.g., Q4 2025). Therefore, material changes in position size, new purchases, or sales cannot be calculated from this document alone.
Guidance, Outlook, and Risks
Management Commentary: Form 13F filings are statutory disclosures of holdings and do not contain management discussion, financial guidance, or forward-looking outlooks.
Risks and Contingencies: No specific risk factors or contingencies are disclosed in this text. The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Unusual Items: The filing lists a reporting date of "2026 Mar 31." If the current date is prior to this, this may indicate a data anomaly in the source text provided.
Investor Verification Checklist
- Verify Reporting Date: Confirm if the "2026 Mar 31" date is accurate or a typographical error in the source data, as this impacts the timeliness of the information.
- Check for 13F-HR vs. 13F-NT: Confirm if this is a full report (13F-HR) or a non-trading report (13F-NT) to understand the scope of the holdings.
- Compare with Prior Filings: Retrieve the previous quarter's Form 13F to analyze net buying or selling activity in key positions like Apple, Nvidia, and major ETFs.
- Review 10-Q/10-K: To obtain actual financial metrics (revenue, profit, debt), investors must consult Hilltop Holdings' most recent Form 10-Q or 10-K, as this document does not contain them.
- Assess Voting Authority: Note the split between "Sole," "Shared," and "None" voting authority to understand the company's level of control over its investments.