Business Context and Reporting Period
This Form 8-K is filed by Five Oaks Investment Corp. (not Lument Finance Trust, Inc., as indicated in the metadata request) on November 6, 2013. The report announces the financial results for the fiscal quarter ended September 30, 2013. The filing incorporates a press release (Exhibit 99.1) by reference but explicitly states that the information is not deemed "filed" under Section 18 of the Exchange Act.
Key Financial Metrics
The filing text provided does not contain specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These metrics are contained within the attached press release (Exhibit 99.1), which is referenced but not included in the source text.
Material Changes
The filing text does not provide details on material changes versus the prior comparable period. It serves solely as a notification that results for the quarter ended September 30, 2013, have been issued.
Guidance, Outlook, and Risks
The provided text does not include management commentary, guidance, outlook, risks, contingencies, or unusual items. These details are located in the referenced press release (Exhibit 99.1).
Investor Verification Checklist
- Verify the correct registrant name: The filing is for Five Oaks Investment Corp., not Lument Finance Trust, Inc.
- Locate and review Exhibit 99.1 (Press Release dated November 6, 2013) to obtain actual financial figures.
- Confirm the reporting period is the fiscal quarter ended September 30, 2013.
- Note that the financial data in this 8-K is not deemed "filed" for liability purposes under Section 18 of the Exchange Act.