SEC Form 13F Information Table Summary
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted to the U.S. Securities and Exchange Commission. The reporting entity is Lloyds Banking Group Plc, and the data reflects holdings as of the period ending March 31, 2018. This form discloses equity securities held by institutional investment managers, not the operating financial results of Lloyds Banking Group itself.
Key Financial Metrics and Holdings
The filing details a portfolio of U.S. equity securities and exchange-traded funds (ETFs). Key metrics include:
- Total Portfolio Value: The sum of the "Value" column (in thousands) across all listed securities is approximately $23,638,000.
- Top Holdings by Value:
- JPMorgan Chase & Co: $3,101,000 (28,209 shares)
- Coca-Cola Co: $1,731,000 (39,864 shares)
- Oracle Corp: $226,000 (4,954 shares)
- Comcast Corp: $190,000 (5,577 shares)
- Regions Financial Corp: $194,000 (10,476 shares)
- Asset Classes: The portfolio consists primarily of common stock (COM) and ETFs (e.g., iShares, Select Sector SPDR).
- Voting Authority: Lloyds Banking Group Plc reports Sole voting authority for all listed positions.
Material Changes
The filing text does not provide comparative data for the prior quarter or year. Consequently, material changes in holdings, value, or strategy versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
As a statutory disclosure of holdings, this Form 13F does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding Lloyds Banking Group's operations or the future performance of the underlying securities. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the reported portfolio against Lloyds Banking Group's broader investment strategy disclosures.
- Confirm the specific CUSIP numbers for the top holdings (e.g., JPMorgan Chase, Coca-Cola) to ensure accurate identification of share classes.
- Compare this filing with the subsequent quarter's Form 13F to identify turnover and trading activity.
- Note that the "Value" column is reported in thousands; ensure calculations account for this scaling.
- Recognize that this filing reflects a snapshot of U.S. equity exposure and does not represent the bank's total global asset base.