SEC Form 6-K Summary: Lloyds TSB Group plc
Business Context and Reporting Period
This filing is a Form 6-K Report of Foreign Private Issuer dated January 13, 2009. The document serves as a regulatory notification to the London Stock Exchange and the SEC regarding transactions by Persons Discharging Managerial Responsibilities (PDMR). The filing details share subscriptions made by various directors and senior executives under the company's "Placing and Open Offer" announced on October 13, 2008.
Key Financial Metrics
The filing does not contain consolidated financial statements, revenue, profit, cash flow, or debt metrics. The only financial data provided relates to specific share subscription transactions:
- Share Price: 173.3p per ordinary share.
- Share Class: Ordinary shares of 25p each.
- Transaction Type: Subscription under the Placing and Open Offer.
Material Changes and Transactions
The filing reports the following specific share subscriptions executed on January 13, 2009, by directors and PDMRs:
| Director / PDMR | Shares Subscribed | Price per Share |
|---|---|---|
| Dr. W.C.G. Berndt | 73,899 | 173.3p |
| Sir Victor Blank | 130,931 | 173.3p |
| Mr. Ewan Brown | 41,328 | 173.3p |
| Mr. J.E. Daniels | 183,832 | 173.3p |
| Mr. J.P. du Plessis | 21,735 | 173.3p |
| Mr. P.N. Green | 2,173 | 173.3p |
| Sir Julian Horn-Smith | 2,173 | 173.3p |
| Mr. A.G. Kane | 83,168 | 173.3p |
| Mrs. D.M. Kane | 5,482 | 173.3p |
| Lord Leitch | 4,347 | 173.3p |
| Sir David Manning | 1,956 | 173.3p |
| Mr. M.A. Scicluna | 4,347 | 173.3p |
| Mr. G.T. Tate | 32,580 | 173.3p |
| Mr. T.J.W. Tookey | 1,030 | 173.3p |
| Mrs. H.A. Weir | 26,820 | 173.3p |
Guidance, Outlook, and Risks
The filing text does not provide management commentary, financial guidance, outlook, or specific risk factors. The document is strictly a compliance notification under paragraph 3.1.4 (1)(a) of the Financial Services Authority's disclosure and transparency rules.
Key Facts for Investor Verification
- Capital Raising Context: Verify the total size and terms of the "Placing and Open Offer" announced on October 13, 2008, to understand the dilution impact and capital raised.
- Executive Confidence: Note that multiple directors subscribed to the offer at 173.3p, indicating management participation in the capital raise.
- Regulatory Compliance: Confirm that all listed transactions were reported in accordance with FSA disclosure rules.
- Missing Data: This filing does not contain performance metrics; refer to the company's 20-F or interim reports for financial results.