SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended September 30, 2019
Filing Date: October 22, 2019
Signatory: Ann K. Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio)
| Metric | Value |
|---|---|
| Total Number of Holdings | 190 |
| Total Value of Reported Securities | $249,850,000 |
| Other Included Managers | 0 |
Note: This form does not provide data on the company's revenue, operating profit, cash flow, margins, debt, or liquidity. It only reports the value of securities held for investment purposes.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2019) to determine material changes in holdings or portfolio value. The document lists the current state of holdings as of the reporting date.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy.
Key Facts for Investor Verification
- Portfolio Concentration: Verify if the 190 holdings represent a diversified portfolio or significant concentration in specific sectors relative to the bank's total assets.
- Valuation Accuracy: Confirm the reported total value of $249.85 million against the bank's quarterly 10-Q filing to ensure consistency in asset reporting.
- Investment Strategy: Review the specific tickers (not listed in this summary text) to understand the bank's investment strategy (e.g., government bonds, equities, mutual funds).
- Regulatory Compliance: Ensure the filing was submitted within the required 45-day window following the quarter-end (filed Oct 22 for Sep 30 period).