SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended September 30, 2017
Filing Date: October 11, 2017
Signatory: Ann Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $224,438,000 (224,438 thousands)
- Total Number of Holdings Entries: 180
- Other Included Managers: 0
Note: This form does not report the company's internal revenue, profit, cash flow, margins, debt, or liquidity. Those metrics are not present in this filing text.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2017) to determine material changes in holdings or value. It only presents the snapshot for the quarter ended September 30, 2017.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, future guidance, risk factors, or contingencies regarding the reporting manager's business operations. No such information is present in this document.
Investor Verification Checklist
- Verify the total portfolio value of $224.4 million against the company's most recent 10-Q or 10-K to understand the proportion of assets managed versus core banking operations.
- Review the specific 180 holdings entries (not included in this summary text) to assess concentration risk or sector exposure.
- Confirm that the signatory, Ann Lawson (CFO), is the authorized representative for investment disclosures.
- Note that this filing reflects holdings as of September 30, 2017, and does not reflect subsequent market movements or trading activity.