SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: NICOLET BANKSHARES INC
Filing Type: Form 13F Information Table
Reporting Period: The filing lists a period date of September 30, 2025. This document discloses the equity securities held by the company as of that date. The filing is a regulatory disclosure of investment holdings and does not contain operational financial statements (e.g., income statement or balance sheet) for the company itself.
Key Financial Metrics and Holdings
The filing details the specific equity positions held by the company. Aggregate portfolio value and liquidity metrics for the company are not provided in this text; only individual security values are listed.
| Security Name | Shares Held | Value (USD) | Voting Authority |
|---|---|---|---|
| NICOLET BANKSHARES INC (Own Stock) | 887,044 | $119,307,418 | None (Sole: 0) |
| APPLE INC | 66,541 | $16,943,335 | Sole: 56,799 / Shared: 9,742 |
| NVIDIA CORP | 75,931 | $14,167,206 | Sole: 56,281 / Shared: 19,650 |
| ALPHABET INC (Class C) | 28,500 | $6,941,175 | Sole: 18,900 / Shared: 9,600 |
| AMAZON.COM INC | 34,263 | $7,523,127 | Sole: 24,203 / Shared: 10,060 |
| AVANTIS EMERGING MARKETS EQUITY ETF | 201,816 | $15,158,400 | Sole: 186,620 / Shared: 15,196 |
Note: The table above highlights the largest holdings by value. The filing contains over 150 individual positions including significant allocations to ETFs (e.g., iShares, Vanguard, SPDR) and large-cap equities.
Material Changes
The filing text provided is a static snapshot of holdings as of the reporting date. It does not contain comparative data against the prior quarter, nor does it explicitly list net purchases or sales for the period. Therefore, material changes versus the prior comparable period cannot be determined from this text alone.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F filings are data tables and do not include management discussion or analysis.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy. The portfolio composition indicates exposure to broad market equities, technology sector concentration (Apple, NVIDIA, Microsoft, Alphabet), and cryptocurrency-related assets (Fidelity Wise Origin Bitcoin Fund, iShares Bitcoin Trust).
Investor Verification Checklist
- Own Stock Position: Verify the 887,044 shares of NICOLET BANKSHARES INC held, valued at approximately $119.3 million, and confirm the lack of sole voting authority on these shares.
- Top Concentrations: Confirm the top 5 holdings by value (Apple, NVIDIA, Alphabet, Amazon, Avantis Emerging Markets ETF) represent a significant portion of the disclosed portfolio.
- Shared Voting Authority: Review the "Shared" voting authority columns for major holdings (e.g., Apple, NVIDIA, Amazon) to understand potential co-investment or fund structures.
- Cryptocurrency Exposure: Verify the specific holdings in Bitcoin-related ETFs (Fidelity Wise Origin Bitcoin Fund and iShares Bitcoin Trust) to assess risk tolerance.
- Reporting Date: Confirm the reporting period date of September 30, 2025, aligns with the company's fiscal calendar and regulatory filing deadlines.