SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: NICOLET BANKSHARES INC
Filing Type: Form 13F Information Table
Reporting Period: December 31, 2024
Context: This filing discloses the equity securities held by Nicoret Bankshares Inc. as of the end of the reporting period. It is a regulatory disclosure of investment holdings, not a financial performance report of the bank's own operations.
Key Financial Metrics and Holdings
The filing details a diversified portfolio of equity securities and exchange-traded funds (ETFs). Key metrics derived from the table include:
- Total Reported Value: The filing lists individual security values but does not provide a consolidated total portfolio value in the text.
- Largest Equity Holdings (by Value):
- SPDR Portfolio S&P 500 Value ETF: $55,134,494
- SPDR Portfolio S&P 500 Growth ETF: $32,814,652
- Apple Inc.: $17,003,518
- Microsoft Corp.: $12,991,052
- Nvidia Corp.: $11,369,394
- Self-Holding: Nicoret Bankshares Inc. holds 842,385 shares of its own common stock (CUSIP 65406E102) valued at $88,375.
- Voting Authority: The majority of holdings are reported with "Sole" voting authority. Significant "Shared" voting authority exists in positions such as Alphabet Inc. (Class C), Amazon.com Inc., and Alphabet Inc. (Class A).
Material Changes vs. Prior Period
Not Applicable: The provided text contains only the snapshot of holdings for the period ending December 31, 2024. It does not include comparative data from the prior quarter or year, nor does it explicitly list additions, deletions, or changes in share counts relative to previous filings.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F filings are factual disclosures of holdings and do not contain management discussion, financial guidance, or forward-looking statements regarding the company's future performance.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific operational risks or contingencies are detailed in this document.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, as the filing does not provide a total.
- Confirm the breakdown of "Shared" vs. "Sole" voting authority for large positions to understand potential proxy voting influence.
- Compare the current holdings against the previous quarter's Form 13F (not included here) to identify significant asset reallocations.
- Note the significant allocation to passive index funds (SPDR, iShares, Vanguard) versus active individual stock picks.
- Review the self-holding of 842,385 shares to assess insider ownership levels relative to total outstanding shares.