Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc, an institutional investment manager, for the quarter ended June 30, 2019. The report was signed on August 8, 2019, by Richard Baker, Second Vice President. This is a combination report, meaning it covers a portion of the manager's holdings, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Value of Reported Holdings: $64,178,145,000 (64,178,145 thousands)
- Total Number of Holdings Entries: 4,049
- Number of Other Included Managers: 8
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Prudential Financial Inc itself.
Material Changes and Portfolio Composition
This filing serves as a snapshot of holdings at the end of the period. It does not contain a comparative analysis of changes versus the prior quarter or year-over-year performance metrics. The report aggregates holdings for Prudential Financial Inc and eight other associated managers, including:
- Prudential Trust Co
- PGIM, Inc.
- PGIM Securities Investment Trust Enterprise
- Prudential Gibraltar Financial Life Insurance Co., Ltd.
- Prudential Life Insurance Company, Ltd.
- QMA LLC
- AST Investment Services, Inc.
- PGIM Investments LLC
Guidance, Outlook, and Risks
The filing text does not contain management commentary, future guidance, outlook, or specific risk factors related to the company's operations. It includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $64.2 billion against the company's total assets in its 10-Q or 10-K filings, as 13F reports only cover specific equity securities.
- Confirm the scope of the "Combination Report" to understand which specific business units or subsidiaries are covered by this filing versus the other listed managers.
- Note that this document does not disclose derivatives, fixed income, or cash positions, which are critical for a full liquidity assessment.
- Check the filing date (August 8, 2019) to ensure the data reflects the market conditions as of June 30, 2019, with a standard reporting lag.