Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc for the quarter ended September 30, 2016. The report was signed on November 4, 2016, by Richard Baker, Second Vice President. It serves as a 13F Combination Report, covering holdings for Prudential Financial Inc and five other included institutional investment managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (e.g., revenue, profit, or cash flow). The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $60,548,323,000 (60,548,323 thousands)
- Total Number of Holdings Entries: 4,101
- Number of Other Included Managers: 5
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Prudential Financial Inc itself.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2016) to determine material changes in holdings value or composition. It only presents the snapshot of holdings as of September 30, 2016.
Guidance, Outlook, and Risks
This document is a regulatory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Important Facts for Investors to Verify
- The reported portfolio value of approximately $60.5 billion represents the aggregate holdings of Prudential Financial Inc and five other associated managers (including PGIM, Inc. and Prudential Trust Co).
- The report covers 4,101 distinct equity positions.
- Investors should cross-reference this filing with Prudential Financial Inc's Form 10-Q for the same period to obtain actual operational financial metrics (revenue, earnings, cash flow) which are not included in this 13F report.