Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc for the quarter ended September 30, 2013. The report was signed on November 7, 2013, by Richard Baker, Second Vice President. It is a combination report, meaning it covers a portion of the manager's holdings, with other portions reported by separate managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $47,043,062,000 (reported in thousands).
- Total Number of Holdings: 2,990 entries.
- Other Managers Included: 3 managers (Jennison Associates LLC, Mercator Asset Management L P, United Services Automobile Association).
- Other Included Managers Listed: 3 additional managers (Prudential Investment Management Inc, Quantitative Management Associates LLC, Prudential Trust Co).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity as these are not applicable to a 13F holdings report.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2013) to determine material changes in holdings or portfolio value. The document lists the current state of holdings as of the reporting date.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or contingencies. It is a statutory disclosure of long-only equity securities held by the institutional investment manager.
Important Facts for Investors to Verify
- Verify the total portfolio value of approximately $47.04 billion against the company's broader asset management disclosures.
- Confirm the specific breakdown of the 2,990 holdings, as this summary only provides aggregate counts and values.
- Note that this is a combination report; investors should review filings from the other listed managers (e.g., Jennison Associates, Mercator Asset Management) to see the full scope of Prudential's reported equity positions.
- Understand that this form does not reflect Prudential Financial Inc's own insurance or investment banking financial results.