SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Regions Financial Corp
Filing Type: Form 13F Information Table (Schedule 13F)
Reporting Period: Quarter ended March 31, 2019
Context: This filing discloses the equity securities held by Regions Financial Corp as of the end of the first quarter of 2019. As a Form 13F, this document details the investment portfolio of an institutional investment manager, listing issuers, share counts, and voting authority. It does not contain the company's own financial performance metrics (revenue, profit, etc.).
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F filings are strictly portfolio disclosures and do not report the filer's internal financial statements.
Portfolio Composition: The portfolio is highly diversified, containing hundreds of issuers across various sectors including Financials, Technology, Healthcare, Energy, and Consumer Staples. Significant holdings include:
- Financials: JPMorgan Chase & Co, Bank of America Corp, Wells Fargo & Co, Regions Financial Corp (own stock), Citigroup Inc.
- Technology: Microsoft Corp, Apple Inc, Alphabet Inc (Class A & C), Amazon.com Inc, Intel Corp.
- Healthcare: Johnson & Johnson, Merck & Co Inc, Pfizer Inc, UnitedHealth Group Inc.
- Energy: Exxon Mobil Corp, Chevron Corp, ConocoPhillips.
- Consumer: Walmart Inc, Procter & Gamble Co, Coca-Cola Co/The, McDonald's Corp.
Material Changes
Comparison to Prior Period: The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings list current holdings but do not explicitly state the net change in position size or value compared to the previous quarter within the text body provided.
Guidance, Outlook, and Risks
Management Commentary: The filing text does not provide a clear value for guidance, outlook, or management commentary. This is a regulatory disclosure of holdings, not an earnings release or 10-Q.
Risks and Contingencies: No specific risks or contingencies are disclosed in this filing type. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy.
Important Facts for Investor Verification
- Own Stock Holdings: Regions Financial Corp holds significant positions in its own common stock (CUSIP 7591EP100), with over 3.4 million shares reported across different voting authority categories (Sole and Discretionary).
- Concentration Risk: The portfolio includes large positions in major financial institutions (e.g., JPMorgan Chase, Bank of America, Wells Fargo), indicating a sector concentration that correlates with the broader banking industry's performance.
- ETF Exposure: The portfolio contains substantial holdings in various Exchange Traded Funds (ETFs) from providers like BlackRock (iShares), Vanguard, and State Street (SPDR), suggesting a passive investment strategy component alongside active stock picking.
- Voting Authority: The filing distinguishes between "Sole," "Shared," and "None" voting authority, as well as "Discretionary" (DFND) versus non-discretionary management, which is critical for understanding the firm's control over these assets.