SEC Filing Summary: Form 13F Information Table
Business Context and Reporting Period
Company: Regions Financial Corp
Filing Type: Form 13F Information Table (Statement of Holdings)
Reporting Period: The filing lists a period date of March 31, 2026. Note: This date appears to be a future date relative to current market timelines; investors should verify if this represents a data entry error or a specific forward-looking projection within the source text.
Context: This filing discloses the equity securities held by Regions Financial Corp (or its investment management subsidiaries) as of the reporting date. It details holdings in individual stocks and Exchange Traded Funds (ETFs).
Key Financial Metrics and Holdings
The filing provides a granular list of holdings rather than consolidated financial statements for Regions Financial Corp itself. Key metrics derived from the table include:
- Portfolio Composition: The portfolio is heavily diversified across large-cap U.S. equities, international equities, and a significant allocation to ETFs (including iShares, Vanguard, and SPDR trusts).
- Top Individual Equity Holdings (by Share Count):
- Regions Financial Corp (Self-Holding): 1,626,082 shares (Value: $42,473,261).
- Apple Inc: 1,125,315 shares (Value: $285,593,694).
- NVIDIA Corp: 1,948,850 shares (Value: $339,879,440).
- Microsoft Corp: 995,175 shares (Value: $368,383,930).
- Walmart Inc: 1,810,329 shares (Value: $224,987,731).
- Top ETF Holdings (by Share Count):
- iShares Core S&P Mid-Cap ETF: 10,146,012 shares.
- Vanguard FTSE Developed Markets ETF: 8,136,420 shares.
- Vanguard FTSE Emerging Markets ETF: 5,772,617 shares.
- Schwab Fundamental International Large Company ETF: 9,245,351 shares.
- Voting Authority: The filing indicates "Sole" voting authority for the majority of listed positions, with "Shared" or "None" authority for specific ETF or derivative positions.
Material Changes
Comparison Data Unavailable: The provided text contains only the current period's holdings table. It does not include the prior quarter's data or a summary of purchases and sales. Therefore, material changes versus the prior comparable period cannot be calculated from this source text alone.
Guidance, Outlook, and Risks
Management Commentary: Not applicable. Form 13F is a regulatory disclosure of holdings and does not contain management discussion, financial guidance, or outlook statements.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy. No specific risk factors or contingencies regarding the company's operations are disclosed in this specific document type.
Investor Verification Checklist
- Verify Reporting Date: Confirm the accuracy of the "2026 Mar 31" date, as it appears to be in the future relative to standard reporting cycles.
- Self-Holding Analysis: Investigate the rationale behind the significant holding of 1.6 million shares of Regions Financial Corp stock (valued at ~$42.5M) within the portfolio.
- Concentration Risk: Assess the concentration in mega-cap technology stocks (Microsoft, Apple, NVIDIA) which represent a substantial portion of the disclosed equity value.
- ETF Overlap: Review the extensive list of ETFs to determine if there is significant overlap in underlying assets that could amplify sector exposure (e.g., multiple S&P 500 and Mid-Cap funds).
- Voting Rights: Confirm the extent of "Sole" voting authority versus "Shared" authority to understand the firm's active engagement capabilities.