SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Royal Bank of Canada (Reporting Manager) for the calendar quarter ended December 31, 2019. The report was signed by Shaine Pollock, Managing Director, on February 10, 2020. This filing serves as a consolidated report covering the holdings of the primary manager and 26 other included institutional investment managers, including subsidiaries such as RBC Global Asset Management Inc., RBC Capital Markets, LLC, and BlueBay Asset Management LLP.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of Royal Bank of Canada itself. The filing provides the following aggregate data regarding the reported investment portfolio:
- Total Value of Reported Holdings: $277,340,957,000 (reported in thousands).
- Total Number of Holdings Entries: 26,743.
- Number of Included Managers: 26 (in addition to the primary filer).
Note: The filing text does not provide clear values for Royal Bank of Canada's own revenue, profit, margins, debt, or liquidity, as this form is restricted to reporting investment holdings.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2019) to calculate material changes in total portfolio value or specific holdings. The document lists the current holdings as of the reporting date but does not explicitly detail the net change in value or position counts versus the previous quarter within the provided text.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or risk factors regarding the bank's operations. The document includes a standard disclaimer stating that the Securities and Exchange Commission has not reviewed the information and that readers should not assume it is accurate or complete. No unusual items or contingencies are described in the provided text.
Investor Verification Checklist
- Verify the total reported value of $277.34 billion against the bank's total assets to understand the proportion of assets managed under this specific 13F reporting umbrella.
- Confirm the list of 26 included managers to ensure all relevant subsidiaries and affiliates are accounted for in this consolidated view.
- Review the specific Schedule 13F holdings (not included in this summary text) to analyze sector concentration and top individual positions.
- Compare the 26,743 holdings entries against prior quarters to assess changes in portfolio breadth and trading activity.