Royal Bank of Canada - Form 6-K Summary
Business Context and Reporting Period
This Form 6-K was filed by Royal Bank of Canada on September 23, 2011, for the month of September 2011. The filing serves to incorporate by reference information regarding the issuance of Senior Global Medium-Term Notes, Series E, under the Bank's shelf registration statement on Form F-3 (File No. 333-171806).
Key Financial Metrics
The filing does not provide standard financial performance metrics such as revenue, profit, cash flow, margins, or liquidity ratios. The document focuses exclusively on the terms of a specific securities issuance.
| Security Type | Principal Amount | Settlement Date | Maturity Date |
|---|---|---|---|
| Buffered Bullish Notes Linked to the S&P 500 Index | $1,035,000 | September 23, 2011 | October 25, 2012 |
Material Changes
The filing does not report material changes to the Bank's financial condition or operations compared to prior periods. It documents a discrete capital market transaction involving the issuance of structured notes.
Guidance, Outlook, and Risks
Management commentary, forward-looking guidance, and general risk factors are not included in this specific filing. The document references legal opinions regarding the validity of the Notes under Canadian, Ontario, Quebec, and New York law as exhibits.
Key Facts for Investor Verification
- The Bank issued $1,035,000 in principal amount of Buffered Bullish Notes linked to the S&P 500 Index.
- The Notes were priced on September 20, 2011, and settled on September 23, 2011.
- The Notes mature on October 25, 2012.
- This issuance is part of the Bank's existing shelf registration statement (File No. 333-171806).
- Legal opinions from Norton Rose OR LLP and Morrison & Foerster LLP were filed as exhibits to validate the securities.