Royal Bank of Canada - Form 6-K Summary
Business Context and Reporting Period
This Form 6-K is a report of a foreign private issuer filed by Royal Bank of Canada for the month of September 2011. The filing serves to incorporate by reference exhibits related to the issuance of Senior Global Medium-Term Notes, Series E, pursuant to the Bank's shelf registration statement on Form F-3 (File No. 333-171806).
Key Financial Metrics
The filing text does not provide standard financial performance metrics such as revenue, profit, cash flow, margins, or liquidity ratios. The document focuses exclusively on the terms of specific debt securities issued on September 1, 2011.
| Security Type | Principal Amount | Due Date |
|---|---|---|
| Growth Securities (Global Basket of ETFs) | $2,055,000 | March 1, 2016 |
| Auto Callable Access Securities (Russell 2000) | $3,582,000 | September 3, 2013 |
| Auto Callable Access Securities (S&P Metals & Mining) | $1,701,000 | September 3, 2013 |
| Auto Callable Access Securities (MSCI Emerging Markets) | $576,000 | September 3, 2013 |
| Auto Callable Access Securities (Energy Select Sector) | $2,004,000 | September 3, 2013 |
| Growth Securities (S&P 500) | $1,109,000 | November 1, 2012 |
Material Changes
The filing does not report material changes to the Bank's overall financial condition or operations compared to prior periods. It documents the specific issuance of structured notes totaling approximately $11.027 million in principal amount.
Guidance, Outlook, and Risks
The filing contains no management commentary, forward-looking guidance, or general risk factors regarding the Bank's operations. The securities issued are structured products with specific features, including capped upside, fixed percentage buffered downside, and auto-callable provisions linked to various indices and ETFs.
Key Facts for Investor Verification
- The Bank issued structured notes with a total principal amount of $11,027,000 on September 1, 2011.
- The securities are linked to various underlying assets, including the S&P 500, Russell 2000, and sector-specific ETFs.
- Legal opinions regarding the validity of the notes under Canadian, Ontario, Quebec, and New York law were filed as exhibits.
- This filing does not contain quarterly or annual financial results; investors should refer to the Bank's Form 40-F for comprehensive financial data.