SARATOGA INVESTMENT CORP. current report, 29 September 2022

Saratoga Investment Corp. 8-K Summary

Business Context and Reporting Period

This Form 8-K reports on the results of the 2022 Annual Meeting of Stockholders held by Saratoga Investment Corp. on September 29, 2022. The record date for the meeting was July 29, 2022.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance and voting results.

Material Changes and Voting Results

The primary event reported is the election of directors. As of the record date, 11,930,233 shares were eligible to vote, with 6,013,217 shares voted in person or by proxy.

Director Nominee Votes For Votes Withheld Broker Non-Votes
Steven M. Looney 5,466,653 546,564 0
Charles S. Whitman III 5,446,091 567,126 0

Both nominees were elected to serve until the 2025 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified.

Guidance, Outlook, and Risks

The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.

Key Facts for Investor Verification

  • Both director nominees, Steven M. Looney and Charles S. Whitman III, received majority support and were elected.
  • Approximately 50.4% of eligible shares were voted at the Annual Meeting.
  • There were no broker non-votes recorded for either director nominee.
  • The filing contains no financial performance data or forward-looking guidance.