SARATOGA INVESTMENT CORP. current report, 27 September 2021

Saratoga Investment Corp. 8-K Summary

Business Context and Reporting Period

This Form 8-K reports on the 2021 Annual Meeting of Stockholders held by Saratoga Investment Corp. on September 27, 2021. The record date for the meeting was July 30, 2021.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance and voting results.

Material Changes and Voting Results

The primary event reported is the election of directors. Of the 11,183,471 shares eligible to vote, 5,970,677 shares were voted in person or by proxy.

  • Proposal 1: Election of Christian L. Oberbeck as a director to serve until the 2024 Annual Meeting.
  • Outcome: The nominee was elected.
  • Votes For: 5,449,082
  • Votes Withheld: 521,595
  • Broker Non-Votes: None reported.

Guidance, Outlook, and Risks

The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items.

Key Facts for Investor Verification

  • Christian L. Oberbeck was elected as a director for a term ending in 2024.
  • Approximately 53.4% of eligible shares were voted at the Annual Meeting.
  • The company has no broker non-votes recorded for this proposal.
  • Financial performance data is not included in this specific filing.