SARATOGA INVESTMENT CORP. current report, 26 September 2019

Saratoga Investment Corp. 8-K Summary

Business Context and Reporting Period

This Form 8-K reports on the 2019 Annual Meeting of Stockholders held by Saratoga Investment Corp. on September 26, 2019. The record date for the meeting was July 31, 2019.

Key Financial Metrics

The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity metrics. This report focuses exclusively on corporate governance events.

Material Changes

The primary event reported is the election of directors. As of the record date, 8,713,024 shares were eligible to vote, with 4,882,453 shares voted in person or by proxy.

Guidance, Outlook, and Risks

The filing contains no management commentary, financial guidance, outlook, or discussion of risks and contingencies. It strictly details the voting results for the election of directors.

Investor Verification Checklist

  • Verify the election results for directors Steven M. Looney and Charles S. Whitman III.
  • Confirm the total number of shares voted (4,882,453) against the eligible shares (8,713,024).
  • Note that the newly elected directors serve until the 2022 Annual Meeting of Stockholders.

Director Election Results

Director Nominee Votes For Votes Withheld
Charles S. Whitman III 4,549,897 332,556
Steven M. Looney 4,508,645 373,808