SEC Filing Summary: SES AI Corp (8-K)
Business Context and Reporting Period
This Form 8-K was filed by SES AI Corporation on August 4, 2025. The report addresses a specific corporate event regarding the company's compliance status with the New York Stock Exchange (NYSE) listing requirements.
Key Financial Metrics
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. The document focuses exclusively on stock price compliance metrics rather than operational financial performance.
Material Changes
- Regulatory Status Change: The Company previously received notice on March 7, 2025, of non-compliance with NYSE Section 802.01C due to an average closing stock price below $1.00 over 30 trading days.
- Compliance Regained: On August 1, 2025, the NYSE notified the Company that it had regained compliance. The average closing price of Class A common stock exceeded $1.00 for the 30-trading day period ending July 31, 2025.
Guidance, Outlook, and Risks
The filing contains no management commentary, forward-looking guidance, or discussion of risks beyond the resolution of the specific listing deficiency. No unusual items or contingencies were disclosed in this report.
Investor Verification Checklist
- Verify the current trading price of SES Class A common stock to ensure it remains above the $1.00 threshold.
- Confirm the status of the Warrants (SES WS) and their exercise price of $11.50 per share.
- Review subsequent filings for any new notices regarding listing compliance or financial performance.