Business Context and Reporting Period
This Form 6-K filing by Royal Dutch Shell plc, dated May 20, 2013, reports a notification of a major interest in shares pursuant to UK regulations. The filing discloses a transaction involving The Capital Group Companies, Inc. that occurred on May 16, 2013, resulting in a change in voting rights thresholds.
Key Financial Metrics
The filing does not contain operational financial data such as revenue, profit, cash flow, margins, debt, or liquidity. It exclusively details shareholding statistics and voting rights.
| Metric | Value |
|---|---|
| Total Voting Rights Held by The Capital Group | 254,049,620 |
| Total Percentage of Voting Rights | 3.99% |
| Threshold Status | Crossed below 4% |
Material Changes
The Capital Group Companies, Inc. reduced its total voting rights in Royal Dutch Shell plc to 3.99%, falling below the 4% notification threshold. The reduction was driven by disposals across both Class A and Class B ordinary shares and American Depositary Receipts (ADRs).
- Class A Ordinary Shares: Reduced from 6,220,033 to 6,212,003 shares.
- Class A ADRs: Reduced from 52,678,988 to 51,299,856 voting rights.
- Class B Ordinary Shares: Reduced from 73,755,558 to 73,734,073 shares.
- Class B ADRs: Reduced from 125,882,396 to 122,803,688 voting rights.
Guidance, Outlook, and Risks
The filing contains no management commentary, financial guidance, outlook, or discussion of risks and contingencies. The document is a statutory disclosure of a change in beneficial ownership.
Investor Verification Points
- Verify the exact date of the transaction (May 16, 2013) against market trading data.
- Confirm the breakdown of holdings between direct ownership and indirect holdings via Capital Research and Management Company.
- Note that the total voting interest is now 3.99%, which is below the 4% regulatory reporting threshold for major interests.
- Check for subsequent filings if the stake drops below other regulatory thresholds or rises back above 4%.