SPROTT INC. institutional holdings, Q3 FY2014

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SEC Filing Summary: Sprott Inc. (13F-HR)

Business Context and Reporting Period

This filing is a Form 13F-HR submitted by Sprott Inc., an institutional investment manager based in Toronto, Canada. The report covers the calendar quarter ended September 30, 2014, and was signed by Kirstin McTaggart, Chief Compliance Officer, on October 23, 2014.

Key Financial Metrics

As a Form 13F-HR, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The filing provides the following aggregate portfolio metrics:

  • Total Portfolio Value: $1,886,921,000 (reported as 1,886,921 in thousands).
  • Total Number of Holdings: 139 entries.
  • Other Included Managers: 0 (Sprott Inc. is the sole reporting manager for these holdings).

Note: The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity for Sprott Inc. itself, as this form is designed to report investment positions held by the manager.

Material Changes

The filing text does not provide comparative data for the prior period (June 30, 2014) or detail specific material changes in holdings, purchase/sale activity, or portfolio composition. It serves as a snapshot of holdings at the end of the quarter.

Guidance, Outlook, and Risks

This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's business operations. It strictly lists securities held.

Key Facts for Investor Verification

  • Verify the total reported portfolio value of approximately $1.89 billion against the manager's public disclosures or other regulatory filings.
  • Confirm the specific list of 139 equity holdings, which is not detailed in the summary text provided but is part of the full filing schedules.
  • Note that this report reflects holdings as of September 30, 2014, and does not reflect subsequent trading activity.
  • Understand that this document does not disclose the financial health (revenue, debt, cash flow) of Sprott Inc. as an operating entity.