SEC Filing Summary: Sun Life Financial Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Sun Life Financial Inc. for the reporting period ending March 31, 2026. The document discloses the company's holdings in equity securities and exchange-traded funds (ETFs) as required by the U.S. Securities and Exchange Commission. It does not contain the company's own financial performance metrics (revenue, profit, etc.) but rather details its investment portfolio.
Key Financial Metrics and Portfolio Composition
The filing lists specific holdings with share counts and values. Key portfolio characteristics include:
- Asset Class Focus: Significant allocation to broad market ETFs (S&P 500, MSCI EAFE, MSCI Emerging Markets) and Real Estate Investment Trusts (REITs).
- Top Holdings by Share Count:
- XTRACKERS S&P 500 SCORED & SCREENED ETF: 4,708,946 shares
- ISHARES MSCI SINGAPORE ETF: 1,729,969 shares
- ISHARES MSCI TAIWAN ETF: 1,652,908 shares
- CRESCENT CAPITAL BDC INC: 2,226,308 shares
- AAM SLC LOW DURATION INCOME ETF: 2,000,000 shares
- Voting Authority: The company reports Sole voting authority for all listed positions.
- Derivatives: No Put or Call options are reported in the "PRN AMT" columns for these specific line items.
Material Changes
The filing text provided is a static snapshot of holdings as of the reporting date. It does not provide comparative data against the prior quarter (December 31, 2025) or year-over-year changes. Therefore, material changes in position size or new entries cannot be determined from this text alone.
Guidance, Outlook, and Risks
This Form 13F filing does not contain management commentary, forward-looking guidance, risk factors, or contingency plans. It is a regulatory disclosure of asset ownership only. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "VALUE" column, noting that the provided text lists individual line items but not a grand total.
- Confirm the specific CUSIP numbers for the large positions in XTRACKERS S&P 500 and MSCI Singapore/Taiwan ETFs to ensure accurate tracking.
- Check subsequent filings (e.g., the next quarter's 13F) to determine if the large positions in AAM SLC Low Duration Income and AAM Crescent CLO ETFs were maintained or liquidated.
- Review the company's 10-K or 10-Q for the same period to understand how these holdings impact Sun Life Financial's overall financial statements.