Business Context and Reporting Period
This Form 8-K Current Report was filed by Triumph Financial, Inc. on August 7, 2025. The filing addresses a strategic corporate action regarding the transfer of the listing of the Company's securities from The Nasdaq Stock Market LLC to the New York Stock Exchange (NYSE).
Key Financial Metrics
This filing does not contain financial performance data such as revenue, profit, cash flow, margins, debt, or liquidity metrics. The document is strictly a notice of a listing transfer and does not include a financial statement or earnings report.
Material Changes
- Listing Transfer: The Company notified Nasdaq of its intention to voluntarily withdraw the listing of its Common Stock (symbol: TFIN) and Depositary Shares (symbol: TFINP).
- New Listing Venue: The securities will transfer to the NYSE, where they will trade under the symbols "TFIN" and "TFIN PR," respectively.
- Additional Listing: The Common Stock will also be listed on NYSE Texas.
- Effective Dates: Trading on Nasdaq is expected to cease on or about August 18, 2025. Trading on the NYSE is expected to begin on or about August 19, 2025, with NYSE Texas listing effective on or about August 20, 2025.
Guidance, Outlook, and Risks
The filing includes standard forward-looking statements cautioning that actual results may differ materially from predictions due to various risks and uncertainties. The Company refers investors to the "Risk Factors" section of its Annual Report on Form 10-K filed on February 11, 2025, for a detailed discussion of these risks. No specific financial guidance or management commentary regarding future earnings is provided in this document.
Investor Verification Checklist
- Verify the exact trading halt time on Nasdaq and the market open time on the NYSE on August 19, 2025.
- Confirm the new ticker symbols "TFIN" and "TFIN PR" on the NYSE platform.
- Review the Form 10-K filed on February 11, 2025, for the most recent financial data and risk factors.
- Check for any subsequent press releases regarding the status of the NYSE Texas listing.