SEC Filing Summary: TOMPKINS FINANCIAL CORP (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by TOMPKINS FINANCIAL CORP, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended June 30, 2023, and was signed on July 12, 2023, by Lisa Donnelly, Trust Operations Manager. The filing represents a complete holdings report for the manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following portfolio metrics are reported:
- Total Portfolio Value: $638,584,944
- Total Number of Holdings: 798
- Other Included Managers: 0
The filing text does not provide data on revenue, profit margins, liquidity, or debt for Tompkins Financial Corp itself, as this form is strictly for reporting investment positions held by the manager.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2023) or detail specific material changes in holdings, such as purchases or sales, within the summary section. Only the aggregate totals for the current quarter are listed.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, forward-looking outlooks, or risk factor disclosures regarding the reporting manager's operations. The document includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $638.6 million against the manager's latest 10-Q or 10-K for context on asset size.
- Confirm the number of holdings (798) to assess portfolio diversification.
- Note that this filing does not disclose the specific tickers or quantities of individual stocks held; those details are in the attached schedules not included in this summary text.
- Ensure the reporting date (June 30, 2023) aligns with the intended analysis period.