SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2022, and was signed on May 12, 2022, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the manager's portfolio:
- Total Number of Holdings: 809 entries
- Total Value of Reported Securities: $709,350,000 (reported as 709,350 in thousands)
- Other Included Managers: 0
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is designed to disclose investment positions, not operational performance.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F filings list current holdings but do not typically include comparative analysis or variance tables within the summary text provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. This form is a statutory disclosure of holdings and does not contain forward-looking statements or risk factors regarding the manager's operations.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $709.35 million against the manager's total assets under management (AUM) to determine if this represents the full portfolio or a subset.
- Confirm the list of 809 specific equity holdings to assess sector concentration and top positions, which are not detailed in this summary text.
- Note that this filing reflects positions as of March 31, 2022, and does not reflect subsequent trading activity.